Securities
Lev Berlin & Sousa has significant experience in venture capital, private
equity and related transactions. We are a highly sophisticated securities
and corporate boutique, with the qualifications, experience and resources
to evaluate, negotiate and close investment and capital formation transactions
quickly, efficiently and with superior cost-value contribution. We can
assist your business through a variety of complex securities law complications.
We pride ourselves on our ability to achieve our clients' objectives
and to ensure that their risks are consistent with their expectations
while adding value to their business in the process. Our firm can assist
you in accessing the public and private capital markets and ensuring your
continued compliance with the web of complex securities reporting and
governance regulations. Typical transactions include Reg D private placements,
PIPES, Section 4 limited offerings, rights offerings, fund formations
and M&A. We have substantial expertise in securities offerings of
convertible preferred equity, convertible debt, options, warrants, common
stock and LLC and LP membership interests.
We can provide you with assistance in the following areas:
- Private placements
- Public offerings
- Mergers and acquisitions
- Reporting under the Securities Exchange Act of 1934
- Broker-dealer regulation
- Stock exchange listing and maintenance
- Sarbanes-Oxley Act compliance
- State ("Blue Sky") securities laws compliance
Do you need assistance?
When you work with Lev Berlin & Sousa, we can help you structure and
implement an appropriate course of action to address your capitali formation
and transactional objectives.
Contact our office to get started.