Posted on Jul 18, 2014 By Duane Berlin
On July 3, 2014, the Securities and Exchange Commission (SEC) issued six new Compliance and Disclosure Interpretations (CDIs) regarding the determination and verification of accredited investor status ...
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Posted on Jul 8, 2014 By Duane Berlin
In connection with the duties imposed on it by the Dodd-Frank Wall Street Reform and Consumer Protection Act, the SEC is set to come out with further revisions to the definition of "accredited ...
Continue reading "SEC to Revise "Accredited Investor" Definition" »